With very few exceptions, the millions of different species on
this earth-from insects and reptiles to fish, birds and mammals-copulate
in order to procreate. What we create in that act is not primarily
an extension of ourselves, however; it is an extension of the species
merely. What strives for genetic immortality is not the individual-that
ambition remains beyond our grasp-but the genome. This general set
of chromosomes, rather than the particular combination of brown
hair and hazel eyes, musical talent and athletic ineptitude, is
the ultimate beneficiary of all that sweat and struggle in the dark.
It carries no personal stamp of knowledge. With few exceptions,
most males other than humans do not actually know who their offspring
are, nor do the fathers of most species have anything to do with
the upbringing of the next generation.
Not so with man. Parenthood is driven largely by a deep, personal
association with one's children, indeed by obsessive identification
with them. It takes little imagination to relate the desire for
parenthood to a desire for a form of immortality, even at such simple
a level as perpetuation of one's family name. Once we recognize
this equation, many of the traditional attempts at regulating sexuality
take on a new significance. Until recently, becoming a biological
parent invariably meant achieving successful fertilization of a
woman's egg by a man's sperm through sexual intercourse. Many religions,
Catholicism being a prime example, insist that sexual intercourse
not only be monogamous, thus clearly defining the biological identity
of the offspring, but also that it be sanctioned only if reproduction
is its formal objective. Judaism, on the other hand, through its
reference to the mother rather than father for purposes of identification,
tacitly acknowledges the uncertainty of paternal credentials. But
these attempts at confirming the identity of the offspring are not
all that seems to govern our traditional sexual mores: it does not
so neatly explain, for instance, the Catholic Church's disapproval
of contraception, which seems at times reducible to the injunction,
"You must not have sex just for fun."
Yet denying the overriding influence of the pleasurable aspects
of sex is illogical. The Church is not against "natural family planning,"
against sexual intercourse during the time of a woman's menstrual
cycle when she is infertile because she has already ovulated or
has not yet started to ovulate. The injunction would then seem to
be something subtler, along the lines of, "You cannot have sex just
for fun, unless there is some element of risk." It was primarily
the uncertainty of accurately predicting the infertile days in a
woman's monthly cycle that made such "natural family planning" into
"Vatican roulette". But now, as new biochemical techniques enter
the market that permit women to determine with near-perfect certainty
whether they are in a fertile period of their menstrual cycle, such
"hormonally-based natural family planning" just becomes another
form of deliberate birth control. (I have become so interested in
that topic that it even became one of the themes of my latest science-in-fiction
novel, *NO*). Why has the church so far not prohibited it? Is it
because its relatively high failure rate is not due to the inherent
uncertainty of such hormonal tests, but rather to human frailty
- the lack of sexual discipline of the couples in refraining from
intravaginal intercourse during the "unsafe" period of the menstrual
cycle?
There are other interesting religious exceptions to the ostensibly
exclusive reproductive function of sexual intercourse. Among Orthodox
Jews, sexual relations are not permitted during menstruation or
when even the slightest evidence of spotting is observed. But there
are women, who show occasional spotting during mid-cycle and during
ovulation-in other words women who are not permitted to copulate
precisely during their fertile period because the odd drop of blood
can still be observed on a white sheet. Such couples are not infertile,
but clearly they will not become parents through ordinary intercourse.
(This prohibition of intercourse during bleeding, of course, has
less to do with subordinating sexual pleasure to reproduction than
it has to do with rituals of taboo/abjection/misogyny).
Or take the man whose sperm count is 1 - 3 million sperm rather
than the usual 50 - 150 million sperm per ejaculation. A couple
of million sperm sounds like a lot of sperm, but they are insufficient
to effect normal fertilization. Such men are diagnosed as suffering
from severe oligospermia and are functionally infertile. But it
is now possible to fertilize a woman's egg with the sperm of her
functionally infertile husband by various forms of artificial insemination,
provided his sperm is first collected in a condom-a procedure totally
forbidden to observant, Orthodox Jews. "*Thou shalt not spill thy
seed*"-an elegantly worded prohibition against masturbation-is the
source of the Orthodox Jewish disapproval of condoms. Yet the Jewish
religion, like most others, favors procreation, and a modern chief
rabbi in Israel found a compromise that seemed Solomonic in its
wisdom. He punctured a condom with a pin, so that a small amount
of semen could leak through the minute opening, thus claiming the
theoretical possibility of fertilization while retaining 90% or
more of the semen for subsequent artificial insemination techniques.
But whatever the uncertainties and inconsistencies that may arise
as a result of the uneasy relationship between ancient religion
and contemporary science, the overall pattern remains clear enough.
In emphasizing reproduction over sexuality, in assuring that the
offspring actually does convey the parents' genetic material into
another generation, religion is simply serving one of its central
functions - the promise of immortality. But must this genetic function
be related to sex? Some of the most startling developments in contemporary
science, and the social changes that accompany them, have started
to shatter the historically unquestioned connection between sex
and reproduction. The ultimate consequences of such separation will
be profound, and not the least of them will be our ability to control
the very nature of our immortality.
But to reach that exalted end, we must start on somewhat lower ground,
and observe that man is the sexiest of all species on earth. Among
the millions of species, only we have sex for fun. Only we-and perhaps
a couple of others such as the Pygmy Chimp (Bonobo)-are able and
willing to have sex 365 days of the year. In all other species,
copulation is seasonally controlled, and directly related to the
optimal time for fertilization and the rearing of offspring. According
to some reproductive biologists, such as Roger V. Short, the fact
that man is the sexiest animal on earth is responsible for the extraordinary
size (in relation to body size) of a man's erect penis. Compare
it to that, say, of a gorilla, which is at best the size of a human
thumb. Why should we need such an absurdly thick, swollen object
to deliver sperm into a woman's vagina-ostensibly the only biologically
significant, *reproductive* function of a penis? Clearly, we do
not. A very thin, pipette-like structure would do equally well,
if not better. Roger Short argues that the thick, massive penis
produces more pleasure in the female partner, who is likely to prefer
such men-better equipped for pleasure-as mates. Evolutionary selection,
therefore, favored men with larger, thicker penises. If that argument
is valid, one might reach the conclusion that sexual pleasure in
the female becomes one of the determinants of selection, and that
pleasure rather than fertility comes to determine female receptivity,
which then determines the frequency/timing of human sexual behavior.
But you needn't take my word for it, not when there are so many
numbers that make the case more powerfully than words ever could.
According to the World Health Organization (WHO), *every 24 hours*
there occur over 100 million acts of sexual intercourse resulting
in approximately one million conceptions, of which 50% are unplanned
and 25% unwanted. It is this last estimate-250,000 *unwanted* conceptions
a day-that is responsible for the occurrence every 24 hours of approximately
150,000 abortions, of which 50,000 are illegal, leading to the deaths
each day of 500 women. What these figures do not say is how much
effort has gone into avoiding conception before the fact, nor do
they tell the tale of unwanted intercourse, or intercourse occurring
under the influence of alcohol or other drugs. But even without
those numbers, it is clear that something in addition to reproduction
is driving all this. If a quarter of the conceptions that do occur
are unwanted (unwanted even in the face of an ideology that so clearly
favors reproduction), so unwanted that women risk legal sanction,
even death, to end them fully 60% of the time, then clearly a significant
percentage of these 100 million daily coital acts has little to
do with reproduction or any desire to perpetuate the species.
The *possibility* of indulging in sex without reproductive consequences
through the widespread use of deliberate birth control is less than
100 years old (although history records plenty of recipes promoted
to accomplish that aim). The true *realization* of "sex for fun"
occurred only about forty years ago with the introduction of the
Pill and of IUDs (intrauterine devices) that for the first time
totally separated the coital act from contraception. Women who used
these were temporarily sterile, and thus could indulge in sexual
pleasure without the fear of an unintended pregnancy. Clearly, all
of the millions and millions of couples indulging in such intercourse
did so without any desire for reproductive immortality. In principle,
for millions of couples, the decision to reproduce became a deliberate
choice rather than a form of reproductive gambling.
But to achieve a total separation of sex and fertilization requires
two components. The first is effective contraception - the virtual
guarantee of not creating new life during sexual intercourse. But
this by itself does not permit a complete uncoupling of sex and
fertility; to reproduce, one must still couple. Until recently,
that is. The second component is the extreme counterpart of the
first - to create new life *without* sexual intercourse. Our species
achieved this capability in 1978 in England, through the birth of
Louise Joy Brown. Louise was conceived under a microscope, where
her mother's egg was fertilized with her father's sperm; the fertilized
egg was reintroduced into the mother's womb two days later, and,
after an otherwise conventional pregnancy, a normal girl baby was
born nine months later. This technique has since become widely known
as in vitro fertilization (IVF) - an event that has now been replicated
at least 300,000 times through the birth of that many IVF babies.
When Steptoe and Edwards developed IVF in 1977 they did not set
out deliberately to make possible the separation of sex from fertilization.
They, as well as other clinicians, were focused on the treatment
of infertility. Infertility is itself an ethically charged topic.
To put it bluntly and brutally, why should one treat infertility?
From a global perspective, there are too many fertile parents, hence
there are too many children, many of whom no one wants. The course
of world history will not change if no case of infertility is ever
treated, but it will change dramatically if excess human fertility
is not curbed. From a personal perspective, however, the drive for
successful parenthood is often overwhelming. Infertile couples are
prepared to undergo enormous sacrifices, financially, psychologically
as well as physically, to produce a live child under conditions
where nature has made it impossible. The question may well be asked
whether the realization of parenthood by biologically infertile
couples carries some ethical imperative-for or against. The enormous
ethical dimensions of the problem become somewhat easier to see
if we consider the question of male infertility. This issue was
addressed in 1992, when a group of investigators (Palermo, Joris,
Devroey, and van Steirteghem) in Belgium published a sensational
paper announcing the birth of a normal baby boy fathered by a man
with severe oligospermia (insufficient number of sperm). This child
was made possible through the invention of an IVF technique called
"ICSI," for "intracytoplasmic sperm injection," in which a single
sperm under the microscope is injected directly into a human egg.
Whereas in the original English IVF work, the egg was flooded with
millions of sperm (as in ordinary sexual intercourse), with ICSI
the artificial insemination was accomplished with one single sperm.
The technology that makes such a fertilization possible also allows
a radical revision of the definition of infertility. ICSI can be
applied not only to men with low sperm counts, but to men who have
*no mature sperm whatsoever*. Such men suffer from an inherited
condition of total infertility, called "congenital, bilateral absence
of the vas deferens." The vas deferens is the duct connecting the
testis to the urethra, and is the organ where immature sperm mature.
Without maturing in the vas, sperm are incapable of fertilizing
an egg; clearly a man with such a condition can never become a father.
But the barrier to fertility in such a case is not genetic - even
immature sperm possess all the genetic material necessary to pass
on a man's genetic heritage to posterity. It is the machinery of
mobility, and the enzymes that penetrate the egg's cell wall, that
are lacking. With ICSI, however, the machinery of the laboratory
can supply whatever the sperm lacks. One can aspirate immature sperm
directly from the testis and inject its DNA into an egg under the
microscope. Such fertilizations have been accomplished, and numerous
such men have now become successful fathers! Is this acceptable?
Does such an infertile man have the right to *demand* that such
reproductive technology be made available to him? And does it matter
what motivates such a demand? Does it make a difference if we imagine
we are settling the ultimate fate of a child-a concerned party,
certainly, but one whose concerns cannot be said to exist except
as a consequence of our decision? Or if we are simply satisfying
a person's desire to achieve immortality? And how does it change
that question if we consider what we are actually doing here - making
the uninheritable (i.e. genetic infertility) heritable?
This turns out to be more than an ethical quibble. In one case out
of four, men with "congenital bilateral absence of the vas deferens"
are also carriers of the gene for cystic fibrosis. With ICSI, one
can envisage a scenario in which such men could pass on to their
offspring both infertility and cystic fibrosis, raising the specter
of successive generations requiring ICSI in order to perpetuate
their genetic immortality-an immortality compromised by a disease
that brings a slow, early death.
The first ICSI baby is only 10 years old, but in that interval over
10,000 ICSI babies have been born. I have felt that the questions
this technology raises merit wider debate than the traditional venues
of a journal article or academic lecture allow. That is why I have
incorporated these questions first into a novel (*MENACHEM'S SEED*
or *MENACHEMS SAME*) and then into a play, entitled "*AN IMMACULATE
MISCONCEPTION*" ("*UNBEFLECKT*" in the German version). Here is
an excerpt from a scene of that play featuring a discussion between
Dr. Melanie Laidlaw, a reproductive biologist and (in the play)
the inventor of ICSI, and her clinical colleague, Dr. Felix Frankenthaler,
whom she had invited into her laboratory. After she informed him
that she is almost ready to perform the first ICSI injection into
a human egg (without, however, volunteering that she will pick her
own egg for such experimentation), they debate the possible implications
of this work beyond simply treating male infertility:
MELANIE
If your patients knew what I was up to in here… they'd be breaking
down my door. Men with low sperm counts that can never become
biological fathers in the usual way.
FRANKENTHALER
My patients just want to fertilize an egg. They won't care if
it's under a microscope or in bed… as long as it's their own sperm.
MELANIE
You're focusing on male infertility… that's your business. But
do you realize what this will mean for women?
FRANKENTHALER
Of course! I treat male infertility to get women pregnant.
MELANIE
Felix, you haven't changed. You're a first-class doctor… but I
see further than you. (Pause). ICSI could become an answer to
overcoming the biological clock. And if that works, it will affect
many more women than there are infertile men. (Grins). I'll even
become famous.
FRANKENTHALER
Sure… you'll be famous… world-famous… if that first ICSI fertilization
is successful… and if a normal baby is born. But what's that got
to do with (slightly sarcastic) "the biological clock?"
MELANIE
Felix, in your IVF practice, it's not uncommon to freeze embryos
for months and years before implanting them into a woman. Now
take frozen eggs.
FRANKENTHALER
I know all about frozen eggs…. When you rethaw them, artificial
insemination hardly ever works…. Do you want to hear the reasons
for those failures?
MELANIE
Who cares? What I'm doing isn't ordinary artificial insemination…
exposing the egg to lots of sperm and then letting them struggle
on their own through the egg's natural barrier. (Pause). We inject
right into the egg… Now, if ICSI works in humans… think of those
women-right now, mostly professional ones-who postpone childbearing
to their late thirties or even early forties. By then, the quality
of their eggs… their own eggs… is not what it was when they were
ten years younger. But with ICSI, such women could draw on a bank
account of their frozen young eggs and have a much better chance
of having a normal pregnancy later on in life. I'm not talking
about surrogate eggs-
FRANKENTHALER
Later in life? Past the menopause?
MELANIE
You convert men in their fifties into successful donors-
FRANKENTHALER
Then why not women? Are you serious?
MELANIE
I see no reason why women shouldn't have that option… at least
under some circumstances.
FRANKENTHALER
Well-if that works… you won't just become famous… you'll be notorious.
MELANIE
Think beyond that… to a wider vision of ICSI. I'm sure the day
will come-maybe in another thirty years or even earlier-when sex
and fertilization will be separate. Sex will be for love or lust-*
FRANKENTHALER
And reproduction under the microscope?
MELANIE
And why not?
FRANKENTHALER
Reducing men to providers of a single sperm?
MELANIE
What's wrong with that… emphasizing quality rather than quantity?
I'm not talking of test tube babies or genetic manipulation. And
I'm certainly not promoting ovarian promiscuity, trying different
men's sperm for each egg.
FRANKENTHALER
"Ovarian promiscuity!" That's a new one. But then what?
MELANIE
Each embryo will be screened genetically before the best one is
transferred back into the woman's uterus. All we'll be doing is
improving the odds over Nature's roll of the dice. Before you
know it, the 21st century will be called "The Century of Art."
FRANKENTHALER
Not science? Or technology?
MELANIE
The science of… A… R… T (Pause): assisted reproductive technologies.
Young men and women will open reproductive bank accounts full
of frozen sperm and eggs. And when they want a baby, they'll go
to the bank to check out what they need.
FRANKENTHALER
And once they have such a bank account… get sterilized?
MELANIE
Exactly. If my prediction is on target, contraception will become
superfluous.
FRANKENTHALER
(Ironic)
I see. And the pill will end up in a museum… of 20th century ART?*
MELANIE
Of course it won't happen overnight…. But A… R… T is pushing us
that way… and I'm not saying it's all for the good. It will first
happen among the most affluent people… and certainly not all over
the world. At the outset, I suspect it will be right here… in
the States… and especially in California.
FRANKENTHALER
(Shakes head)
The Laidlaw Brave New World. (Beat). Before you know it, single
women in that world may well be tempted to use ICSI to become
the Amazons of the 21st century.
MELANIE
Forget about the Amazons! Instead, think of women who haven't
found the right partner… or had been stuck with a lousy guy...
or women who just want a child before it's too late…in other words,
Felix, think of women like me.*
ICSI raises many other ethical and social problems beyond those
mentioned in the Melanie/Felix dialog. For example, now that the
effective separation of Y- and X- chromosome-bearing sperm has been
perfected, ICSI will enable parents to choose the sex of their offspring
with 100% certainty. For a couple with three or four daughters,
who keep on breeding in order to have a son, the ability to choose
a child's sex may actually prove a benefit to society, but what
if practiced widely in cultures (such as China or India) that greatly
favor male children over girls?
Or consider the capability of preserving the sperm of a recently
deceased man (say 24 - 30 hours post mortem) in order to produce
(through ICSI) a live child months or even years later-a feat that
has already been accomplished. Here we have immortality with a vengeance.
But what of the product of such a technological tour de force? Using
the frozen sperm and egg of deceased parents would generate instant
orphans under the microscope. The prospect is grotesque-yet does
it take much imagination or compassion to conceive of circumstances
where a widow might use the sperm of a beloved deceased husband
so that she can have their only child? These issues are intrinsically
gray; the technology occupies an ambiguous position, enabling us
to enact our best and worst impulses, and the answers cannot be
provided by scientists or technologists. The ultimate judgment must
be society's, which, in the case of sex and reproduction, really
means the individual affected. Ultimately, that individual is the
child, yet the decision must be made before its birth by the parents-or
more often than we care to admit, by just one parent.
It is the nature of such questions that they resist convenient solutions,
not least because of their tendency to proliferate faster than we
can solve them. Whereas reproduction has historically tended to
exemplify the law of unintended consequences, the addition of technology
has given that law added force. Consider: until very recently, the
onset of the menopause was welcomed by many women as the release
from continuous pregnancies caused by unprotected and frequently
unwanted intercourse. But the arrival of the Pill and other effective
contraceptives, coupled with the greatly increased number of women
entering demanding professions that cause them to delay childbirth
until their late thirties or early forties, now raises the concern
that the menopause may prevent them from becoming mothers altogether.
Whereas reproductive technology's focus during the latter half of
the 20th century was *contraception*, the technological challenge
of the new millennium may well be *conception* (or *infection*,
if one focuses on sexually transmitted diseases). In the long run,
if the cryopreservation of gametes followed by sterilization becomes
a common practice, contraception may even become superfluous. Melanie
and Felix in the above fictitious dialog were hardly the first to
express such speculation.
In 1994, in the scientific journal Nature, the cryobiologist Stanley
Leibo and I addressed the deplorable prognosis for a new male contraceptive
in the next few decades, given the total lack of interest in that
field by the large pharmaceutical companies without whose participation
such a "Pill for Men" could never be introduced. This led us to
propose an alternative approach, not involving the drug industry,
based on a few simple assumptions. Millions of men-admittedly, most
of them middle-aged fathers rather than young men-have resorted
to sterilization (vasectomy) and continue to do so. The procedure
is much simpler and less invasive than tubal ligation in women.
(Sterilization among both sexes has become so prevalent that in
the U.S., it is now the most common method of birth control among
married couples, even surpassing the Pill). Artificial insemination
is both simple and cheap. Furthermore, among fertile couples, it
has almost the same success rate as ordinary sexual intercourse.
But most important for our argument, fertile male sperm has already
been preserved inexpensively for years at liquid nitrogen temperatures.
Therefore, provided one first demonstrated that such storage is
possible for several decades rather than just years, some young
men might well consider early vasectomy, coupled with cryopreservation
of their fertile sperm and subsequent artificial insemination, as
a viable alternative to effective birth control. Shifting more of
that responsibility to men, at least in monogamous, trusting relationships,
appeared to Leibo and me a socially responsible suggestion. I shall
spare the readers a record of the resulting outcry-both by media
and in personal correspondence-but a lot has happened in the intervening
few years to make it much more likely that such a prediction will
become fact within a few decades rather than dramatic license.
Although many may consider some of the scenarios raised in *AN IMMACULATE
MISCONCEPTION* as "unnatural" or worse, every one of them has now
been realized or is about to be implemented. Take the question of
post-menopausal pregnancies. In progressively more geriatric societies
(for example, in Japan or Western Europe), where 20 per cent of
the population is already or will soon be over the age of sixty,
and older people are increasingly healthier than they used to be,
a woman who becomes a mother at 45 could raise a child for a considerably
longer time than could a 20-year-old at the beginning of this century.
Of course, motherhood at an older age is physically, psychologically,
and economically suitable only for certain women, but at least the
choice is now available in wealthy countries. It must be emphasized
that this increased emphasis on artificial fertilization techniques
and even surrogate parentship is a characteristic of the affluent,
"geriatric" countries. Even within these countries, the cost of
such reproductive technologies (frequently not covered by insurance)
is such that only the more affluent citizens can afford them. Three-fourths
of the world's population are represented by the "pediatric" countries
of Africa, Asia and much of Latin America, where over 40% of the
population may be below the age of fifteen and where the control
of fertility rather than the treatment of infertility will remain
the catchword for decades to come.
I have deliberately refrained from considering the implications
of human cloning-the closest technological approach to immortality.
But to the extent that biological parenthood is a form of immortality-admittedly
one subject to mutational and hence evolutionary adjustments-IVF
tampers with that as well. In the excerpt from my play, I allude
to pre-implantation embryonic genetic screening, again a procedure
primarily available to the affluent in the affluent countries. But
soon, the entire human genome will be elucidated. Given the many
technically feasible methods of rapid genetic screening, what will
keep prospective IVF parents from screening their own embryos so
as to transfer only the "best" back into the mother? Who will define
"best"? Few people will argue that prospective parents may wish
to discard embryos that show the markers for Down's or Huntington's
Syndrome, or markers for genetically transmitted cancers, but where
will the line be drawn? Short stature? Left-handedness? Big ears?
As we move in the direction of tailor-made progeny, the gulf between
the haves and have-nots is widening enormously.
The recent advances in contraceptive and reproductive technologies
have clearly raised a multitude of gray problems which many of us
would like to wish away. But that is not possible anymore - the
genie has escaped from the bottle. Legislation will not offer a
solution, unless it were global in nature. Otherwise, a committed
couple-or perhaps just the woman-will cross geographical borders
in an attempt to circumvent biological ones. The answer is intensive
and continuous debate, based on knowledge rather than myth, which
is one of the reasons why I, the scientist, have moved to fiction
and drama as novel ways to raise the intellectual level of public
discourse of sex and reproduction.
Relevant literature by Carl Djerassi
"Menachem's Seed", Penguin-USA, New York. 1998
"Menachems Same", Haffmans Verlag, Zürich. 1996
"NO", Penguin-USA, New York. 2000
"NO", Haffmans Verlag, Zürich. 1998
"An Immaculate Misconception", Imperial College Press, London. 2000
"Unbefleckt", Haffmans Verlag, Zürich. 2000
"The Pill, Pygmy Chimps, and Degas' Horse", Basic Books, New York.
1993,1999
"Die Mutter der Pille", Haffmans Verlag, Zürich. 1992, 2000
"Von der Pille zum PC", Haffmans Verlag, Zürich. 1998
C. Djerassi and S.P.Leibo."A New Look at Male Contraception", *Nature*,
370, 11. 1994
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